DST Market Services Business Continuity and Other Disclosures

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IMPORTANT LEGAL INFORMATION

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IRS NON-BANK TRUSTEE APPROVAL LETTER

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BUSINESS CONTINUITY DISCLOSURE

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BUSINESS CONTINUITY PLANNING-DISASTER RECOVERY PLAN

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CONFIRMATION OF EXECUTIONS AND/OR CANCELLATIONS

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DISCLOSURE REGARDING SECURITIES LENDING IN MARGIN ACCOUNTS

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EXTENDED-HOURS TRADING RISK DISCLOSURE

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FLOAT DISCLOSURE

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MUTUAL FUND, MONEY FUND AND FDIC-INSURED BANK PROGRAM DISCLOSURE

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MUTUAL FUND SALES CHARGES

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MUTUAL FUND BREAKPOINT DISCLOSURES

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MUTUAL FUND FEES AND REVENUE SHARING

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MONEY FUND AND FDIC-INSURED BANK PROGRAM FEES AND REVENUE SHARING

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ORDER ROUTING SEC RULE 606

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DST MARKET SERVICES, LLC’S IMPARTIAL LOTTERY PROCESS: PARTIAL CALLS

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PROHIBITION AGAINST INTERNET GAMBLING

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SPONSORSHIP FEES DISCLOSURE

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TRAILING STOP ORDERS

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UNIT INVESTMENT TRUST (UIT) PAYMENTS DISCLOSURE




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