Research Study Proceed or Wait: How Should Asset Managers Prepare for the DOL Fiduciary Rule Post-Election?

Free Report

The Department of Labor fiduciary rule is one of the most significant regulatory challenges for asset managers in the last forty years. While the U.S. presidential election has given rise to speculation that the implementation of the fiduciary rule might be delayed or even repealed, a number of broker-dealers and asset managers have made changes to policies and products to align with the rule, which has an initial implementation deadline of April 2017.

This new brief takes a look at the possible ways the new administration may approach the rule and its implementation, the views of industry experts, and how leading firms are preparing.

Download this free paper today. Our Full Implications of the Final DOL Fiduciary Rule for Asset Managers white paper is also available as a free download.

Primary Audience: Asset Manager Executives and Senior Managers in Distribution, Marketing, Product Strategy, and Operations

Report Details

  • 4 pages
  • Released 01/04/2017
  • Author: Julia Binder

categories: c-suite, investment strategy/investment product, industry trends, marketing strategy, distribution strategy

This content is provided only to our subscribers and may not be further disseminated. It is based on information that is publicly available that we consider reliable and it is for your information only. It is subject to change without notice. Neither DST Research, Analytics and Consulting, LLC, nor its affiliates, nor any of its employees, nor any of their contractors, subcontractors or their employees, make any warranty, expressed or implied, or assumes any legal liability or responsibility for the accuracy, completeness, or any third party's use of the any of the content herein. The views and opinions of authors expressed herein do not necessarily state or reflect those of DST Research, Analytics and Consulting, LLC or its affiliates. We do not represent the accuracy or completeness or suitability for any purpose or any particular investor of the content and it should not be used as a basis for investment decisions. It is not to be relied upon or used in substitution for the exercise of independent judgment. The content is not legal, tax, or investment advice and should not be relied on as such. DST Research, Analytics and Consulting, LLC is affiliated with registered broker-dealers and investment advisers and other entities whose opinions and positions may be inconsistent from those provided herein. The content is not an offer or solicitation regarding any security and is not a recommendation.

No part of this material may be (i) copied, photographed or duplicated in any form by any means or (ii) redistributed without the prior written consent of DST Research, Analytics and Consulting, LLC.





Interested in more Research Studies?
Complete the form and we'll contact you about subscribing to the Research Studies.





For More Information