Advisor Services

Gaining knowledge on advisor behavior and helping simplify their interactions with you can position you to better manage costs and grow your business. Our solutions synthesize and summarize key advisor information and help streamline the account onboarding process.


Our solution helps advisors open new alternative positions and support existing positions through revolutionary trade automation, business process management services, and other built-in capabilities.

Advisor Practice Management

Our solution is an integrated suite of services, calculators, and tools that include an advisor workstation platform, marketing, participant communication, and financial planning tools.

Advisor Reporting

The industry’s most utilized financial intermediary solution, our portal provides advisors real-time views into your book of business and the benefit of a single source of customer account information from mutual funds, variable annuities, and direct participation programs such as non-traded real estate investments trusts (REITs).

Regulatory Surveillance

Our solution supports a range of reporting and surveillance across multiple lines of business, provides an extensive library of pre-configured FINRA and SEC tests, and leverages workflow, case management, and archiving to help make detection and deterrence possible.

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