Regulatory Strategy in Financial Services How Firms are Approaching Data and Compliance

Financial Services Regulatory Strategy in Financial Services illustration

DST commissioned this research to better understand the pressures Financial Services businesses face, how they are coping, and, perhaps, the potential solutions to help meet the regulatory challenges. Surveying directors, senior managers, and C-suite executives in banks, asset managers, and other financial services businesses, we asked about staffing, technology, costs, and progress in meeting a range of key regulations and requirements: MiFID II; KYC regulations; the EU’s 4th Money Laundering Directive (AML4); and the General Data Protection Regulation (GDPR), which will affect financial organisations often more than any other organisation processing the data of EU residents.

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