Omnibus Transparency
Uniformly enforce prospectus requirements.
Omnibus Transparency provides fund companies with a single platform for uniformly enforcing prospectus requirements across all types of shareholders including sub-accounts from third-party distribution platforms as well as Matrix Level 3 and fully disclosed accounts from transfer agency systems. From the outset, Omnibus Transparency was designed to provide a comprehensive solution for both current and future business and compliance needs.
Omnibus Transparency’s existing functionality not only meets the requirements of SEC Rule 22c‐2 and FINRA Breakpoint Taskforce recommendations on best pricing, but also features ad hoc reporting and analytical capabilities which enhance funds’ ability to mine the aggregated data.
Learn more.
Rights of Accumulation
Trade Monitoring
Advanced Analytics
