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With DST's flexible platform and robust technology, clients have the opportunity to
choose the service model that best fits their business needs. The capabilities of
the advanced recordkeeping technology of TA2000 Subaccounting™, and the
industry-leading account servicing capabilities of DST TASS – provides a new full
range of service outsourcing solutions for the mutual fund distribution community.
Through DST TASS, broker/dealers and other distributors can manage regulatory
compliance, improve operational efficiency and maintain control of their businesses.
This solution also helps mitigate risk for our mutual fund clients by maintaining
all data on TA2000 in sync with our subaccounting platform.
Full Service
Provides comprehensive back office solution to broker/dealers for subaccounting, including trade placement, order aggregation, correction processing and reconciliation on both TA2000 subaccounting and the brokerage platform.
Shared Service
Client selects specific business functions to outsource, such as certain reconciliation functions and limited update capabilities.
Remote Service
Supports all of the data processing components including system maintenance and software development, while the client's staff manages transaction processing and customer service.
Consulting
DST TASS has the experience, personnel and processes in place to work with you to
develop a customized solution to meet all of your mutual fund processing
requirements. We can provide your firm with the following Mutual Fund Consulting
Services and Solutions:
- Mutual Fund Processing
- Subaccounting Strategies
- Level 0, Level 3 and Level 4
- Assessments and Analysis of current broker/dealer processing Processing
- Assessments
- Internal Control Assessments
- Process Flows
- Business Requirement Definitions
- Reconciliation Resource Services
- DST TASS can help broker/dealers with current reconciliation challenges and can perform temporary functions for the broker/dealer to become current with out of balances and get in compliance with internal and external regulatory bodies.
- Conversion and Platform Integration Services
- DST TASS can perform any piece of the Subaccounting conversion process, ranging from project management and BA activities up to and including the conversion.
- Fund Family Strategies
- DST TASS can help the broker/dealer with financial assessments of their current fund partners and help put together a strategy with a timeline that puts the broker/dealer in the best control environment.
For more on Brokerage Subaccounting Solutions,
contact mjtobin@dstsystems.com. |
